What questions can a member of the public ask IFSRA

[Rightly dun]

I have asked IFSRA about a Company which is on their list of Licensed regulated companies as of the 31st of August 2008
Is this company fully compliant with the requirements set out in the Handbook of Prudential Requirements for all Authorised Advisors and Restricted Intermediaries, including multi-agency intermediaries.

They won’t answer the question. Is there any reason why they won’t Does anybody know if I can ask this of them or not.

You have all seen the adds, it’s your money contact us and find out is the company that you are talking to is alright.

 

[Brendan Burgess]

The Financial Regulator is prohibited by European legislation from discussing the prudential supervision of its regulated entities.

If a broker was not in compliance, it would lose its license.

If you think that it is not in compliance make a complaint and they will investigate it. However, unless it results in a sanction, you won't know the outcome of the complaint.

brendan