S
Issues to which these procedures do not apply
• Complaints of bullying / harassment made by staff against students.
Such complaints will be treated in accordance with “Anti-bullying Policy
of Alexandra College, Section C” (Still to be agreed).
• Matters of the professional competence of teachers which cannot be
dealt with at school level or which are referred to the Department of
Education & Science for investigation under the terms of circular letter
43/85 or other existing arrangements.
• Anonymous complaints.
Confidentiality will be maintained throughout the investigation to the greatest
extent consistent with the requirements of a fair investigation. It is not
possible however to guarantee the anonymity of the complainant or any
person who participates in the investigation.
I don't think it is in the OP's interest to be rushing to judgement at this stage, particularly as it appears that only one side of the story has been aired. I don't disagree with the implication in your question that sometime, normal performance management is resisted via claims of bullying.Do you think that the person is a bully or is the alleged bully dealing with sub ordinates who have ganged up on her because she is implementing the company's rules and regulations.
[B][COLOR=#004ea3][FONT=serif][B]Code of Practice on the Prevention of Workplace Bullying [/B][/FONT][/COLOR][/B]
[B][COLOR=#004ea3][FONT=serif][B]FOREWORD [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]The National Authority for Occupational Safety and Health (by virtue of Section 30 of the Safety, Health and Welfare at Work Act, 1989, following consultation with the statutory Advisory Committee for the Prevention of Workplace Bullying, with the consent of Mr Tom Kitt, TD, Minister of State at the Department of Enterprise, Trade and Employment, given on 5th February, 2002) has issued a Code of Practice entitled “[/FONT][/COLOR][COLOR=#211d1e][FONT=serif][B]Code of Practice on the Prevention of Workplace Bullying” [/B][/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]The Code of Practice provides guidance for persons who have specific duties in relation to the employment of personnel in any capacity in relation to the observance of their duties under Sections 6, 9 and 12 of the Safety, Health and Welfare at Work Act, 1989, Regulations 5, 10, 11, 13 and the First Schedule of the Safety Health and Welfare at Work (General Application) Regulations, 1993. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]The Code of Practice comes into effect on 1st March 2002. [/FONT][/COLOR]
[B][COLOR=#211d1e][FONT=serif][B][I]Notice of the issue of this Code of Practice was published in the Iris Oifigiúil of 15th February, 2002. [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]As regards the use of Codes of Practice in criminal proceedings, section 31 of the Safety, health and Welfare at Work Act, 1989, provides as follows: [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]31 – (1) A failure on the part of any person to observe any provision of the Code of Practice shall not of itself render him liable to any civil or criminal proceedings; but where in any criminal proceedings a party is alleged to have committed an offence by reason of a contravention of any requirement or prohibition imposed by or under any of the relevant statutory provisions being a provision for which there was a code of practice at the time of the alleged contravention, subsection (2) shall have effect with the respect to that code in relation to those proceedings. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif](2)[/FONT][/COLOR][COLOR=#211d1e][FONT=serif] Any provision of the code of practice which appears to the court to give practical guidance as to the observance of the requirement or prohibition alleged to have been contravened shall be admissible in evidence; and if it is proved that any act or omission of the defendant alleged to constitute the contravention is a failure to observe such provision of the code, or if it is proved that any act or omission of the defendant is a compliance with such provision of the code, then such failure or compliance shall be admissible in evidence. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]INTRODUCTION [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]The aim of this Code of Practice is to provide practical guidance to help identify instances of bullying in the workplace. It also seeks to advise on how to put in place preventative measures to stop bullying from occurring and how to deal with cases when they arise. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Bullying in the workplace constitutes a real threat to the safety, health and welfare of people in the workplace. As it can arise in any situation where people are working together, it is recommended that an effective Bullying Prevention Policy be implemented as a precautionary measure and deterrent in each workplace. The key objective of such a policy is to communicate clearly, so as to avoid any doubt, that instances of bullying will not be tolerated and that precautionary measures are in place both to prevent the occurrence of bullying and to deal appropriately with any cases that might arise. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Bullying can be perpetrated by a person in a position of authority or by a work colleague against a person at any level in the workplace and it can be carried out by an individual or by a group. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Bullying can also be perpetrated against an employee by the client, contractor, customer or other business contact of the employer. This Code of Practice should equally be applied, as far as reasonably practicable, if the circumstances of the bullying are such that the employer ought reasonably to have taken steps to prevent it. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]The Bullying Prevention Policy should be brought to the attention of all employees as well as to the attention of regular clients, contractors or other business contacts of the employer, with whom the employees will interface. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Enterprises may also find it appropriate to inform customers of the existence of a Bullying Prevention Policy in the enterprise. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I]Definition [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif][B]Workplace bullying is repeated inappropriate behaviour, direct or indirect, whether verbal, physical or otherwise, conducted by one or more persons against another or others, at the place of work and/or in the course of employment, which could reasonably be regarded as undermining the individual’s right to dignity at work. An isolated incident of the behaviour described in this definition may be an affront to dignity at work but as a once off incident is not considered to be bullying. [/B][/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif](As defined in the Report of the Task Force on the Prevention of Workplace Bullying – published by the Stationery Office, March 2001) [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]SCOPE OF CODE OF PRACTIC[/B][/FONT][/COLOR][COLOR=#004ea3][FONT=serif][B]E [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]Bullying occurs in many guises and reveals itself through obvious and direct methods as well as in less direct and subtle forms. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]This Code of Practice applies to all employments in Ireland whether employees work from home or a designated work station. It gives practical advice and guidance on how to reduce the risk of bullying in the workplace, as well as on how to create efficient and effective procedures for dealing with complaints. It: [/FONT][/COLOR]
[LIST]
[*][COLOR=#211d1e][FONT=serif]Outlines some of the more common behaviours which can be associated with bullying; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Identifies situations where bullying commonly occurs; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Describes the practical steps that you can take to prevent bullying developing; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Describes the issues to be addressed in a good anti-bullying policy. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]Following this advice will help employers and employees to comply with the general duties in the Safety, Health and Welfare at Work Act, 1989 and the Safety, Health and Welfare at Work (General Application) Regulations, 1993 and 2001. [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 20px">[COLOR=#211d1e][FONT=serif]Section 6 of the 1989 Act refers to the employer’s responsibility to ensure, as far as is reasonably practicable, that the working environment is free from danger to the health, safety and welfare of the employee. [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]In Section 9, the duties are conferred on employees to protect their own health, safety and welfare and that of their co-workers or those who might be affected by another’s actions, or omissions, while at work. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]Council Directive 89/391/EEC on the introduction of measures to encourage improvements in the safety and health of workers at work, as transposed by the General Application Regulations, 1993, (see paragraph (g) of the First Schedule to the Regulations at Extract 3 in the Appendix attached) provides that employers should develop:-[/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]‘a coherent overall prevention policy which covers technology, organisation of work, [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]working conditions, social relationships and the influence of factors related to the [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]working environment’ [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]To comply with Section 12 of the 1989 Act, employers must prepare a Safety Statement, based on an identification of the hazards and an assessment of the risks to safety and health at the place of work to which the Statement relates. Accordingly, in preparing a Safety Statement, an identification of hazards and a risk assessment must be carried out in relation to the existence of workplace bullying. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Extracts from the legislation referred to are set out at the Appendix to the Code of Practice. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]BASIC FRAMEWORK FOR DEALING WITH BULLYING AS A HEALTH AND SAFETY ISSUE [/B][/FONT][/COLOR][/B]
[B][COLOR=#004ea3][FONT=serif][B][I]Identifying the Hazard [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]This Code of Practice deals with the specific hazard of bullying. Bullying manifests itself as various types of behaviour, including behaviour which may:-[/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Humiliate; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Intimidate; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Verbally abuse; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Victimise; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Exclude and isolate; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Intrude through pestering, spying or stalking; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Give repeated unreasonable assignments to duties which are obviously unfavourable to one individual; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Give repeated impossible deadlines or impossible tasks; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Imply threats. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]The above list is representative only, not exhaustive, and should be used as guidance. These are types of inappropriate behaviour that undermine an individual’s right to dignity at work and can constitute bullying. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I]Assessing the Risk [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]When does inappropriate behaviour as indicated above point to a risk of bullying? [/FONT][/COLOR]
[COLOR=#004ea3]☛ [/COLOR][COLOR=#211d1e][FONT=serif]When it is repeated and targeted at one person or a group, as outlined in the definition on page 2 above. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]When doing a risk assessment there are many circumstances which are shown to be associated with a higher risk of being bullied, such as:-[/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Employment tenure [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Size of Employment/Enterprise [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Organisational Change in the Workplace [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Management of Relationships in the Workplace [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Gender or Age Imbalance [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Public Interface [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]A risk assessment is a written assessment of the presence in the workplace of specified behaviours and circumstances that can result in bullying. Many factors have been recognised as being associated with [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]bullying and should be kept in mind for consideration when doing the risk assessment. These include: [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 28px">[COLOR=#211d1e][FONT=serif][I]Employment Tenure [/I][/FONT][/COLOR][COLOR=#211d1e][FONT=serif][B]– [/B][/FONT][/COLOR][COLOR=#211d1e][FONT=serif]A bully may regard new, casual and temporary/contract staff as easier targets than permanent colleagues; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif][I]Size of Employment/Enterprise[/I][/FONT][/COLOR][COLOR=#211d1e][FONT=serif]- It may be easier for bullying to go on unchecked in a larger organisation; [/FONT][/COLOR]
[/LIST][COLOR=#004ea3]☛ [/COLOR][COLOR=#211d1e][FONT=serif][I]Organisational Change in the Workplace -[/I][/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]Organisational changes in the workplace can increase the risk of workplace bullying. These include: [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]New manager or supervisor; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]Change in ownership; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]Reorganisation of the company; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]The introduction of new technology. [/FONT][/COLOR]
[/LIST]
[LIST]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif][I]Management of Relationships in the Workplace – [/I][/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Bullying is more likely to occur in workplaces lacking an effective human resource management system that respects each person individually and monitors and supports work relationships[/FONT][/COLOR][COLOR=#211d1e][FONT=serif][I]. [/I][/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif][I]Gender Imbalance/Age Imbalance [/I][/FONT][/COLOR][COLOR=#211d1e][FONT=serif]– Bullying may be more likely to occur where there is an age or gender imbalance in the workplace. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]This list is representative only, not exhaustive, and should be used as guidance. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]TAKING PRECAUTIONARY MEASURE[/B][/FONT][/COLOR][COLOR=#004ea3][FONT=serif][B]S [/B][/FONT][/COLOR][/B]
[B][COLOR=#004ea3][FONT=serif][B][I](1)[/I][/B][/FONT][/COLOR][COLOR=#004ea3][FONT=serif][B][I] Introduce and implement an effective Anti-Bullying Policy [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]The preparation and implementation of an effective Anti-Bullying Policy is necessary so as to ensure that, should bullying occur, there are procedures in place, supported by management, to deal with it. The issues to be dealt with in that Policy are outlined on the following pages. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]In the preparation and implementation of an effective Anti-Bullying Policy, similar considerations will apply in relation to consultation, participation and representation, as in the case of the Safety Statement. The Authority’s publication, “Guidelines on Preparing Your Safety Statement and Carrying Out Risk Assessments”, advises as follows in relation to consultation, participation and representation in that context:-[/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]“The law requires you to put in place a safety consultation programme that facilitates participation by all employees in health and safety matters. Participation by your employees supports your risk control by encouraging their “ownership” of health and safety policies and procedures. It also gives them an understanding that your workplace and the people working in it benefit from good health and safety performance. Pooling knowledge and experience through employee consultation, participation and representation through the safety representative means that health and safety becomes “everybody’s” business.” [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]That advice is equally relevant in relation to an Anti-Bullying Policy. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I](2)[/I][/B][/FONT][/COLOR][COLOR=#004ea3][FONT=serif][B][I] Training and instruction [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]Employees should be provided with such information, instruction, training and supervision as is necessary to ensure the prevention of workplace bullying. This should include: [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]making employees aware of the Anti-Bullying Policy; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]information on the appropriate behaviour to comply with the terms of the policy; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]training, if needed, in order to comply with the policy [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 83px">[COLOR=#211d1e][FONT=serif]assistance, if necessary, to overcome a bullying incident, as well as adequate and informed supervision of the work environment; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]the awareness-raising of managers, supervisors and employees to deal with bullying complaints. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]Another issue which may arise and may influence an environment where bullying might occur involves the nature of a person’s position and role profile in the workplace. Therefore, precautions can be taken through job design. As a matter of good practise, employers should plan each worker’s position and define his/her role as clearly as possible. They should be provided with the necessary tools and the information/training to carry out their functions. This may include a written description of main duties and responsibilities and a clear line of supervision. This should be reviewed in a collaborative manner on an on-going basis and any changes in job content should be communicated clearly to the individual and those working alongside him/her. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]This in turn will help create an environment where bullying is less likely to occur, as the role of each employee will be clear and transparent at all time both to him/her and to his/her colleagues and supervisors/managers. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I](3)[/I][/B][/FONT][/COLOR][COLOR=#004ea3][FONT=serif][B][I] Each employee acknowledging his/her responsibility [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]Every employee is responsible to safeguard his/her own safety and welfare, as well as that of his/her colleagues who may be affected by his/her actions, or omissions, while at work. Therefore each employee must be made aware of their duty not to place the safety and welfare of colleagues at risk by engaging in bullying or, where in a position of authority, to take the appropriate steps to stop bullying if or when it occurs. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]GUIDANCE ON THE PREPARATION OF AN ANTI-BULLYING POLICY [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]A policy dealing with the prevention of workplace bullying should be produced following consultation with the employee representatives. It should be written, dated and signed by Senior Management level and updated when appropriate. It should be made available to all staff and highlighted as part of the induction process. It should also be publicised among existing staff on an ongoing basis. Reference should also be made to the Anti-Bullying Policy in the Safety Statement. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif]The Anti-Bullying Policy should: [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Have the Task Force definition of Workplace Bullying clearly indicated. [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]State that management, at the highest level, will not tolerate bullying behaviour and will take appropriate steps to resolve any existing bullying problems; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px">[COLOR=#211d1e][FONT=serif]Identify areas where bullying might be a problem or has been a problem [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]Set out procedures for addressing allegations of Workplace Bullying. In this regard, the procedures set out in the Labour Relations Commission Code of Practice S.I. no. 17 of 2002 are recommended. This provides for an informal and a formal procedure as detailed below. [/FONT][/COLOR]
[/LIST][B][COLOR=#004ea3][FONT=serif][B][I]Informal Procedure [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]While in no way diminishing the issue or the effects on individuals, an informal approach can often resolve matters. As a general rule therefore, an attempt should be made to address an allegation of bullying as informally as possible by means of an agreed informal procedure. The objective of this approach is to resolve the difficulty with the minimum of conflict and stress for the individuals involved. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif](a) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Any employee who believes he or she is being bullied should explain clearly to the alleged perpetrator(s) that the behaviour in question is unacceptable. In circumstances where the complainant finds it difficult to approach the alleged perpetrator(s) directly, he or she should seek help and advice, on a strictly confidential basis, from a contact person. A contact person could, for example, be one of the following: [/FONT][/COLOR]
[LIST]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 117px">[COLOR=#211d1e][FONT=serif]a supervisor or line manager; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 117px">[COLOR=#211d1e][FONT=serif]any manager in the workplace; [/FONT][/COLOR]<LI style="MARGIN-BOTTOM: 8px; MARGIN-LEFT: 117px">[COLOR=#211d1e][FONT=serif]human resource/personnel officer; [/FONT][/COLOR]
[*][COLOR=#211d1e][FONT=serif]employee/trade union representative. [/FONT][/COLOR]
[/LIST][COLOR=#211d1e][FONT=serif]In this situation the contact person should listen patiently, be supportive and discuss the various options open to the employee concerned. [/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif](b) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Having consulted with the contact person, the complainant may request the assistance of the contact person in raising the issue with the alleged perpetrator(s). In this situation the approach of the contact person should be by way of a confidential, non-confrontational discussion with a view to resolving the issue in an informal low-key manner. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](c) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]A complainant may decide, for whatever reason, to bypass the informal procedure. Choosing not to use the informal procedure should not reflect negatively on a complainant in the formal procedure. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I]Formal Procedure [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]If an informal approach is inappropriate or if after the informal stage, the bullying persists, the following formal procedures should be invoked: -[/FONT][/COLOR]
[COLOR=#211d1e][FONT=serif](a) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The complainant should make a formal complaint in writing to his/her immediate supervisor, or if preferred, any member of management. The complaint should be confined to precise details of actual incidents of bullying. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](b) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The alleged perpetrator(s) should be notified in writing that an allegation of bullying has been made against him/her. He or she should be given a copy of the complainant’s statement and advised that he or she shall be afforded a fair opportunity to respond to the allegation(s). [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](c) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The complaint should be subject to an initial examination by a designated member of management who can be considered impartial with a view to determining an appropriate course of action. An appropriate course of action at this stage, for example, could be exploring a mediated solution or a view that the issue can be resolved informally. Should either of these approaches be deemed inappropriate or inconclusive, a formal investigation of the complaint should take place with a view to determining the facts and the credibility or otherwise of the allegation(s). [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I]Investigation [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif](d) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The investigation should be conducted by either a designated member(s) of management or, if deemed appropriate, an agreed third party. The investigation should be conducted thoroughly, objectively, with sensitivity, utmost confidentiality, and with due respect for the rights of both the complainant and the alleged perpetrator(s). [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](e) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The investigation should be governed by terms of reference, preferably agreed between the parties in advance. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](f) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The investigator(s) should meet with the complainant and alleged perpetrator(s) and any witnesses or relevant persons on an individual confidential basis with a view to establishing the facts surrounding the allegation(s). Both the complainant and alleged perpetrator(s) may be accompanied by a work colleague or employee/trade union representative if so desired. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](g) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Every effort should be made to carry out and complete the investigation as quickly as possible and preferably within an agreed timeframe. On completion of the investigation, the investigator(s) should submit a written report to management containing the findings of the investigation. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](h) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Both parties should be given the opportunity to comment on the findings before any action is decided upon by management. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](i) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]The complainant and the alleged perpetrator(s) should be informed in writing of the findings of the investigation. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B][I]Outcome [/I][/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif](j) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]Should management decide that the complaint is well founded, the alleged perpetrator(s) should be given a formal interview to determine an appropriate course of action. Such action could, for example, involve counselling and/or monitoring or progressing the issue through the disciplinary and grievance procedure of the employment. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]1 [/FONT][/COLOR][COLOR=#211d1e][FONT=serif](j) [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]If either party is unhappy with the outcome of the investigation, the issue may be processed through the normal industrial relations mechanisms. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]CONFIDENTIALITY: [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]All individuals involved in the procedures referred to above should maintain confidentiality on the subject. [/FONT][/COLOR]
[B][COLOR=#004ea3][FONT=serif][B]TRAINING/AWARENESS RAISING: [/B][/FONT][/COLOR][/B]
[COLOR=#211d1e][FONT=serif]9[/FONT][/COLOR][COLOR=#211d1e][FONT=serif]. [/FONT][/COLOR][COLOR=#211d1e][FONT=serif]It is considered that all personnel who have a role in both the informal and formal procedure - e.g. designated members of management, worker representatives, union representatives etc – should be made aware of appropriate policies and procedures which should, if possible, include appropriate training. [/FONT][/COLOR]
There are two significant risks with this approach.then take the bullying manager into a private meeting and tell her in a calm but forceful manner that her actions are damaging your business and she must change the way in which she interacts with other employees. Do not use words like “I feel”; keep it detached and almost legalistic and steer the conversation away from discussion of emotion. You cannot be seen to be arguing the case for those who have made the accusations or the bully might be the one taking the case for unfair dismissal.
It is a culmination of comments, exclusion, gossiping that each event on its own is irrelevant but combined makes life very difficult for the victims.
There are two significant risks with this approach.
First, you are ignoring your own anti-bullying procedure. This could leave you exposed at a later stage if things go legal. If your procedure (which presumably took considerable time/money to develop) doesn't cover the scenario of anonymous complaints, then consider updating the procedure before you act, or steering the complainants into the procedure.
Secondly, you will appear to have rushed to judgement based on one side of the arguement only. The alleged bully will probably ask about what complaints have been made, and (not unreasonably) who has made them. It will be difficult or impossible to speak about the specifics of the complaints without identifying the complainants.
OP should do nothing without proper HR/legal advice, if necessary from HR specialists like Peninsula.
OP should do nothing without proper HR/legal advice, if necessary from HR specialists like Peninsula.
Sounds expensive and fairly unnecessary if there is no formal complaint in place. Its been mentioned before but IMO a 1:1 session with the accused would be the route I would take. I would make it as informal as you can tell the staff member that some points has been raised over their behaviour at work without mentioning the word bullying.
Expensive? Unnecessary? What is the OP's exposure if things go wrong? What is the value to them of ensuring that things go right?
As an employer, you are responsible for your employees' health and safety. The HSA clearly views bullying as a Health and Safety issue and has guidelines in place:
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No complaint has been made yet! That is one fact everyone can agree on so exposure is low risk.
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